Legal and compliance

Information about us

Cardano Risk Management Limited is registered in England and Wales number 09050863. Registered office: 9th Floor, 6 Bevis Marks, London EC3A 7BA. Authorised and regulated by the Financial Conduct Authority.

Cardano provides advice on an independent basis. Cardano considers a broad range of financial instruments that reflects the scope of the advisory services provided and is not restricted to any provider(s). The collective investment schemes that we recommend are subject to our in-house research approach. Advice is, in all instances, based on the Client’s own situation and where it is deemed appropriate a collective investment scheme managed or advised by Cardano may be considered, however, these will not usually be considered as part of our advisory services.


Privacy Notices

Please find below the Cardano and Lincoln Pensions privacy notices in respect of the processing of personal data undertaken as a business and as an employer.

Please click here to download the Cardano privacy notice in respect of clients, business contacts and shareholders.

Please click here to download the Cardano privacy notice in respect of employees and applicants.


Cardano Group Pillar 3 Disclosure July 2017

Please click here to download the full document.


Telephone Call Recording

Cardano records some incoming and outgoing telephone conversations for the purposes of compliance with regulatory requirements. Recordings will take place without warning tones or any other notice. Recordings will be retained for 5 years and will be made available to Clients upon request.


Cardano UK and Lincoln Pensions Modern Slavery Act Transparency Statement

Please click here to download the transparency statement.


Cardano Stewardship Code compliance statement

Please click here to download the compliance statement.


Compensation Scheme

As Cardano only provides services to Professional Clients, clients of Cardano are unlikely to benefit from the Financial Services Compensation Scheme (“FSCS”) due to not qualifying as an eligible claimant in most circumstances. This includes upon the default of Cardano. The client may be able to benefit from the FSCS upon the default of an insurance company who the client has an investment with, but any claim will be subject to a limit.


Cardano Investment Services Complaints Handling Process

Please click here to download the complaints handling process document.


Conflicts of Interest Policy Summary

Please click here to download the full document.